Compliance
We assist the fund manager in establishing a robust compliance program in accordance with industry best practices.
Services
- Develop and update firm-specific policies and procedures
- Opine on compliance best practices and provide regulatory updates and developments
- Assist with regulatory filings
- Risk assessment of management procedures, internal controls and compliance program
- Conduct annual compliance reviews
Our fund administration services can be customized and bundled to meet the specific needs of your firm. Working with funds from startup to wind down, our comprehensive suite of services supports your evolving middle- and back-office needs in areas such as:
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